Form 4 for HTGC Hercules Capital, Inc.
Accepted 2024-01-16 00:00:00 ET · period of report 2024-01-11 · accession 0001562180-24-000470 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-01-16 | 2024-01-11 | HTGC | Follmann Christian | COO | F - Tax | $17.48 | -5,554 | 97.7K | -5% | -$97.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-11 | F | D | 5,554 | $17.48 | 97,654 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2024. |