Form 4 for UBER Uber
Accepted 2024-01-18 00:00:00 ET · period of report 2024-01-16 · accession 0001562180-24-000549 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-18 | 2024-01-16 | UBER | Hazelbaker Jill | See Remarks | F - Tax | $63.65 | -7,318 | 132.0K | -5% | -$465.8K |
| DM | 2024-01-18 | 2024-01-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | — | +14.0K | 134.6K | +12% | — |
| DM | 2024-01-18 | 2024-01-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | $0.00 | -14.0K | 28.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-16 | F | D | 1,241 | $63.65 | 133,367 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-16 | F | D | 1,385 | $63.65 | 127,290 | D | — | — | |
| 3 | Common | Common Stock | 2024-01-16 | M | A | 4,670 | — | 132,170 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2024-01-16 | M | A | 1,698 | — | 127,500 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2024-01-16 | M | A | 2,689 | — | 125,802 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2024-01-16 | M | A | 2,547 | — | 123,113 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2024-01-16 | M | A | 2,438 | — | 134,608 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2024-01-16 | F | D | 2,434 | $63.65 | 128,675 | D | — | — | |
| 9 | Common | Common Stock | 2024-01-16 | F | D | 882 | $63.65 | 131,109 | D | — | — | |
| 10 | Common | Common Stock | 2024-01-16 | F | D | 1,376 | $63.65 | 131,991 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2024-01-16 | M | D | 2,689 | $0.00 | 69,905 | D | — · — to — | 2,689 Common Stock | (F6) The Form 4 filed on December 19, 2023 inadvertently reported that the reporting person beneficially owned 72,564 derivative securities as of December 16, 2023, instead of 72,594. As of January 16, 2024, the reporting person beneficially owned 69,905 derivative securities. (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2024-01-16 | M | D | 1,698 | $0.00 | 23,773 | D | — · — to — | 1,698 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2024-01-16 | M | D | 2,547 | $0.00 | 96,769 | D | — · — to — | 2,547 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2024-01-16 | M | D | 2,438 | $0.00 | 4,875 | D | — · — to — | 2,438 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F9) The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2024-01-16 | M | D | 4,670 | $0.00 | 28,018 | D | — · — to — | 4,670 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |