Form 4 for UBER Uber
Accepted 2024-01-18 00:00:00 ET · period of report 2024-01-16 · accession 0001562180-24-000550 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-18 | 2024-01-16 | UBER | West Tony | See Remarks | F - Tax | $63.65 | -6,353 | 204.3K | -3% | -$404.4K |
| DM | 2024-01-18 | 2024-01-16 | UBER | West Tony | See Remarks | M - OptEx | — | +14.6K | 210.7K | +7% | — |
| DM | 2024-01-18 | 2024-01-16 | UBER | West Tony | See Remarks | M - OptEx | $0.00 | -14.6K | 17.0K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-16 | F | D | 2,518 | $63.65 | 205,085 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-16 | F | D | 517 | $63.65 | 207,603 | D | — | — | |
| 3 | Common | Common Stock | 2024-01-16 | F | D | 1,309 | $63.65 | 208,120 | D | — | — | |
| 4 | Common | Common Stock | 2024-01-16 | F | D | 1,240 | $63.65 | 209,429 | D | — | — | |
| 5 | Common | Common Stock | 2024-01-16 | M | A | 5,604 | — | 208,863 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2024-01-16 | M | A | 1,213 | — | 203,259 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2024-01-16 | M | A | 3,072 | — | 202,046 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2024-01-16 | M | A | 2,911 | — | 198,974 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2024-01-16 | F | D | 769 | $63.65 | 204,316 | D | — | — | |
| 10 | Common | Common Stock | 2024-01-16 | M | A | 1,806 | — | 210,669 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 11 | Derivative | Restricted Stock Units | 2024-01-16 | M | D | 2,911 | $0.00 | 110,593 | D | — · — to — | 2,911 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2024-01-16 | M | D | 3,072 | $0.00 | 79,892 | D | — · — to — | 3,072 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2024-01-16 | M | D | 1,806 | $0.00 | 3,611 | D | — · — to — | 1,806 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2024-01-16 | M | D | 5,604 | $0.00 | 39,226 | D | — · — to — | 5,604 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2024-01-16 | M | D | 1,213 | $0.00 | 16,981 | D | — · — to — | 1,213 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |