Form 4 for BCAL California BanCorp \ CA
Accepted 2024-02-05 00:00:00 ET · period of report 2024-02-01 · accession 0001562180-24-001076 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-02-05 | 2024-02-01 | BCAL | Volk David J. | Dir | A - Grant | $0.00 | +2,239 | 2.35M | +0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-01 | A | A | 2,239 | $0.00 | 2,348,588 | I By Castle Creek Advisors IV LLC and Castle Creek Capital Partners VI LP | — | — | (F1) These restricted stock units, each of which represents the right to receive one share of common stock of Southern California Bancorp, Inc. (Common Stock), were issued to Castle Creek Advisors IV LLC (Advisors IV), on behalf of David Volk in his capacity as a member of the Board of Directors of Southern California Bancorp, Inc., on February 1, 2024 and will become fully vested on January 4, 2025. (F2) Includes 3,097 shares of Common Stock and 2,239 RSUs held by Advisors IV and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein. |