Form 4 for UBER Uber
Accepted 2024-02-08 00:00:00 ET · period of report 2024-02-06 · accession 0001562180-24-001199 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-08 | 2024-02-06 | UBER | Krishnamurthy Nikki | SVP, CHRO | F - Tax | $70.47 | -9,446 | 280.0K | -3% | -$665.7K |
| D | 2024-02-08 | 2024-02-06 | UBER | Krishnamurthy Nikki | SVP, CHRO | A - Grant | — | +24.5K | 289.4K | +9% | — |
| D | 2024-02-08 | 2024-02-06 | UBER | Krishnamurthy Nikki | SVP, CHRO | A - Grant | $0.00 | +200.0K | 200.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-06 | F | D | 9,446 | $70.47 | 279,998 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-06 | A | A | 24,498 | — | 289,444 | D | — | — | (F1) Consists of 24,498 restricted stock units ("RSUs") granted to the Reporting Person on October 29, 2018 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition has been satisfied. (F2) Restricted stock units convert into common stock on a one-for-one basis |
| 3 | Derivative | Stock Options (Right to buy) | 2024-02-06 | A | A | 200,000 | $0.00 | 200,000 | D | $40.82 · 2024-02-06 to 2028-10-28 | 200,000 Common Stock | (F4) The Reporting Person was granted a stock option to purchase 200,000 shares of common stock on October 29, 2018 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, subject to certain performance-based and time-based conditions. The option vested as to the time-based condition in five equal annual installments commencing on October 1, 2019 and the time-based condition was satisfied as of October 1, 2023. The option satisfied the performance-based condition on February 6, 2024 due to the achievement over a 90 consecutive day trading period of a fully-diluted equity value of $120 billion based on the average closing price of Uber's common stock during such period. The option became exercisable upon the satisfaction of the performance-based condition on February 6, 2024. The option, which has an exercise price of $40.82 per share, expires October 28, 2028. Any options that are not exercised by such expiration date will be forfeited. |