Form 4 for UBER Uber
Accepted 2024-02-16 00:00:00 ET · period of report 2024-02-14 · accession 0001562180-24-001399 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-16 | 2024-02-14 | UBER | Hazelbaker Jill | See Remarks | S - Sale | $77.83 | -20.0K | 107.3K | -16% | -$1.56M |
| DI | 2024-02-16 | 2024-02-15 | UBER | Hazelbaker Jill | See Remarks | G - Gift | $0.00 | +1,300 | 9,002 | +17% | $0 |
| D | 2024-02-16 | 2024-02-15 | UBER | Hazelbaker Jill | See Remarks | G - Gift | $0.00 | -1,300 | 106.0K | -1% | $0 |
| D | 2024-02-16 | 2024-02-14 | UBER | Hazelbaker Jill | See Remarks | A - Grant | $0.00 | +48.7K | 48.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-14 | S | D | 20,000 | $77.83 | 107,290 | D Trust | — | — | (F1) The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $77.790 to $77.910, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. (F2) Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family. |
| 2 | Common | Common Stock | 2024-02-15 | G | A | 1,300 | $0.00 | 9,002 | I | — | — | |
| 3 | Common | Common Stock | 2024-02-15 | G | D | 1,300 | $0.00 | 105,990 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2024-02-14 | A | A | 48,679 | $0.00 | 48,679 | D | $0.00 · — to — | 48,679 Common Stock | (F3) Consists of 48,679 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition will be satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |