Form 4 for WCN Waste Connections, Inc.
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-16 · accession 0001562180-24-001513 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-21 | 2024-02-16+ | WCN | Lee Susan | Dir | M - OptEx | $0.00 | +739 | 11.9K | +7% | $0 |
| DM | 2024-02-21 | 2024-02-16+ | WCN | Lee Susan | Dir | F - Tax | $167.78 | -397 | 11.4K | -3% | -$66.6K |
| DM | 2024-02-21 | 2024-02-16 | WCN | Lee Susan | Dir | A - Grant | $0.00 | +1,082 | 420 | New | $0 |
| DM | 2024-02-21 | 2024-02-16+ | WCN | Lee Susan | Dir | M - OptEx | $0.00 | -739 | 331 | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-02-16 | M | A | 331 | $0.00 | 11,622 | D | — | — | |
| 2 | Common | Common Shares | 2024-02-17 | F | D | 219 | $167.78 | 11,633 | D | — | — | (F2) For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $226.39 = US $167.7776 |
| 3 | Common | Common Shares | 2024-02-16 | F | D | 178 | $167.78 | 11,444 | D | — | — | (F2) For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $226.39 = US $167.7776 |
| 4 | Common | Common Shares | 2024-02-17 | M | A | 408 | $0.00 | 11,852 | D | — | — | |
| 5 | Derivative | Restricted Share Units | 2024-02-16 | A | A | 662 | $0.00 | 662 | D | $0.00 · — to — | 662 Common Shares | (F4) Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date. |
| 6 | Derivative | Deferred Share Units | 2024-02-16 | A | A | 420 | $0.00 | 420 | D | $0.00 · — to — | 420 Common Shares | (F3) One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire. |
| 7 | Derivative | Restricted Share Units | 2024-02-17 | M | D | 408 | $0.00 | 0 | D | $0.00 · — to — | 408 Common Shares | (F6) Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 17, 2023 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date. |
| 8 | Derivative | Restricted Share Units | 2024-02-16 | M | D | 331 | $0.00 | 331 | D | $0.00 · — to — | 331 Common Shares | (F5) Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 16, 2024 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date. |