Form 4 for LYB LyondellBasell
Accepted 2024-02-27 00:00:00 ET · period of report 2024-02-23 · accession 0001562180-24-001833 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-27 | 2024-02-23+ | LYB | Lane Kenneth Todd | EVP, Olefins, Polyolefins | S - Sale+OE | $99.12 | -38.7K | 100.5K | -28% | -$3.84M |
| DM | 2024-02-27 | 2024-02-23+ | LYB | Lane Kenneth Todd | EVP, Olefins, Polyolefins | M - OptEx | $95.74 | +38.7K | 121.0K | +47% | +$3.71M |
| D | 2024-02-27 | 2024-02-25 | LYB | Lane Kenneth Todd | EVP, Olefins, Polyolefins | F - Tax | $99.27 | -2,313 | 89.4K | -3% | -$229.6K |
| DM | 2024-02-27 | 2024-02-23+ | LYB | Lane Kenneth Todd | EVP, Olefins, Polyolefins | M - OptEx | $0.00 | -38.7K | 10.2K | -79% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Shares | 2024-02-23 | S | D | 8,757 | $99.14 | 91,757.52 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $ 99.055 USD to $ 99.27 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F1) Includes 27,949 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 7,200 granted February 24, 2022 that vest on February 24, 2025; 13,832 granted on May 26, 2022 that vest on May 26, 2024 and 6,917 granted on February 23, 2023 that vest on February 23, 2026. |
| 2 | Common | Class A Ordinary Shares | 2024-02-23 | M | A | 8,757 | $94.65 | 100,514.52 | D | — | — | (F1) Includes 27,949 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 7,200 granted February 24, 2022 that vest on February 24, 2025; 13,832 granted on May 26, 2022 that vest on May 26, 2024 and 6,917 granted on February 23, 2023 that vest on February 23, 2026. |
| 3 | Common | Class A Ordinary Shares | 2024-02-26 | S | D | 9,489 | $98.92 | 89,444.52 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $ 98.84 USD to $ 99.04 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F1) Includes 27,949 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 7,200 granted February 24, 2022 that vest on February 24, 2025; 13,832 granted on May 26, 2022 that vest on May 26, 2024 and 6,917 granted on February 23, 2023 that vest on February 23, 2026. |
| 4 | Common | Class A Ordinary Shares | 2024-02-26 | M | A | 9,489 | $89.26 | 98,933.52 | D | — | — | (F1) Includes 27,949 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 7,200 granted February 24, 2022 that vest on February 24, 2025; 13,832 granted on May 26, 2022 that vest on May 26, 2024 and 6,917 granted on February 23, 2023 that vest on February 23, 2026. |
| 5 | Common | Class A Ordinary Shares | 2024-02-25 | F | D | 2,313 | $99.27 | 89,444.52 | D | — | — | (F3) Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 5,878 shares of restricted stock units granted to the reporting person on February 25, 2021. (F1) Includes 27,949 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 7,200 granted February 24, 2022 that vest on February 24, 2025; 13,832 granted on May 26, 2022 that vest on May 26, 2024 and 6,917 granted on February 23, 2023 that vest on February 23, 2026. |
| 6 | Common | Class A Ordinary Shares | 2024-02-23 | S | D | 20,472 | $99.21 | 100,514.52 | D | — | — | (F1) Includes 27,949 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 7,200 granted February 24, 2022 that vest on February 24, 2025; 13,832 granted on May 26, 2022 that vest on May 26, 2024 and 6,917 granted on February 23, 2023 that vest on February 23, 2026. |
| 7 | Common | Class A Ordinary Shares | 2024-02-23 | M | A | 20,472 | $99.21 | 120,986.52 | D | — | — | (F1) Includes 27,949 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 7,200 granted February 24, 2022 that vest on February 24, 2025; 13,832 granted on May 26, 2022 that vest on May 26, 2024 and 6,917 granted on February 23, 2023 that vest on February 23, 2026. |
| 8 | Derivative | Stock Options (Right to Buy) | 2024-02-23 | M | D | 8,757 | $0.00 | 17,510 | D | $94.65 · — to 2033-02-23 | 8,757 Class A Ordinary Shares | (F6) Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 8,757 vested on February 23, 2024, 8,755 vest on February 23, 2025 and 8,755 vest on February 23, 2026. |
| 9 | Derivative | Stock Options (Right to Buy) | 2024-02-26 | M | D | 9,489 | $0.00 | 9,489 | D | $89.26 · — to 2032-02-24 | 9,489 Class A Ordinary Shares | (F7) Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 9,491 vested on February 24, 2023, 9,489 vested on February 24, 2024 and 9,489 vest on February 24, 2025. |
| 10 | Derivative | Stock Options (Right to Buy) | 2024-02-23 | M | D | 20,472 | $0.00 | 10,235 | D | $99.21 · — to 2031-02-25 | 20,472 Class A Ordinary Shares | (F5) Granted pursuant to the issuer's long-term incentive plan. Award has fully vested. |