Form 4 for UNTY UNITY BANCORP INC /NJ/
Accepted 2024-03-07 00:00:00 ET · period of report 2024-03-05 · accession 0001562180-24-002391 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-07 | 2024-03-05+ | UNTY | HUGHES JAMES A | Pres, CEO, Dir | M - OptEx | $7.25 | +4,013 | 139.7K | +3% | +$29.1K |
| D | 2024-03-07 | 2024-03-05 | UNTY | HUGHES JAMES A | Pres, CEO, Dir | S - Sale+OE | $27.28 | -1,156 | 137.7K | -0.8% | -$31.5K |
| DM | 2024-03-07 | 2024-03-05+ | UNTY | HUGHES JAMES A | Pres, CEO, Dir | M - OptEx | $0.00 | -4,013 | 113.0K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-05 | M | A | 2,013 | $7.25 | 138,891 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-06 | M | A | 2,000 | $7.25 | 139,735 | D | — | — | (F1) 139,735 shares consisting of 111,941 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan. |
| 3 | Common | Common Stock | 2024-03-05 | S | D | 1,156 | $27.28 | 137,735 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-03-06 | M | D | 2,000 | $0.00 | 111,000 | D | $7.25 · — to 2024-03-27 | 2,000 Common Stock | (F4) 111,000 stock options were granted under various dates and vesting periods of which 102,667 are currently exercisable. (F3) Vested 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017 |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-03-05 | M | D | 2,013 | $0.00 | 113,000 | D | $7.25 · — to 2024-03-27 | 2,013 Common Stock | (F3) Vested 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017 |