Form 4 for DBX DROPBOX, INC.
Accepted 2024-03-15 00:00:00 ET · period of report 2024-03-13 · accession 0001562180-24-002717 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-03-15 | 2024-03-13 | DBX | Houston Andrew | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | +444.4K | 444.4K | New | $0 |
| DMI | 2024-03-15 | 2024-03-13 | DBX | Houston Andrew | CEO, Dir, 10% | G - Gift | $0.00 | 0 | 0 | New | $0 |
| DI | 2024-03-15 | 2024-03-13 | DBX | Houston Andrew | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -444.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-13 | C | A | 444,444 | $0.00 | 444,444 | I See Footnote | — | — | (F1) 444,444 shares of Class B Common Stock were converted into 444,444 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. (F2) Shares held by The Houston Family LLC, for which the Reporting Person is the sole member. |
| 2 | Common | Class A Common Stock | 2024-03-13 | G | A | 444,444 | $0.00 | 444,444 | I See Footnote | — | — | (F3) Shares held by The Erin Yu Houston Revocable Trust u/a/d 1/18/2024, for which the Reporting Person's spouse serves as trustee. |
| 3 | Common | Class A Common Stock | 2024-03-13 | G | D | 444,444 | $0.00 | 0 | I See Footnote | — | — | (F2) Shares held by The Houston Family LLC, for which the Reporting Person is the sole member. |
| 4 | Derivative | Class B Common Stock | 2024-03-13 | C | D | 444,444 | $0.00 | 0 | I See Footnote | — · — to — | 444,444 Class A Common Stock | (F7) Reflects a transfer of 444,444 shares of Class B Common Stock from the Andrew Houston Revocable Trust u/a/d 9/7/2011 on March 12, 2024 to The Houston Family LLC, for which the Reporting Person is the sole member. (F2) Shares held by The Houston Family LLC, for which the Reporting Person is the sole member. (F6) The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. |