Form 4 for UBER Uber
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-16 · accession 0001562180-24-002855 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-19 | 2024-03-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | — | +8,243 | 184.5K | +5% | — |
| DM | 2024-03-19 | 2024-03-16 | UBER | Ceremony Glen | See Remarks | F - Tax | $76.07 | -4,089 | 180.7K | -2% | -$311.1K |
| DM | 2024-03-19 | 2024-03-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | $0.00 | -8,243 | 6,951 | -54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-16 | M | A | 3,335 | — | 179,547 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-03-16 | M | A | 1,516 | — | 181,063 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-03-16 | M | A | 1,440 | — | 182,503 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2024-03-16 | M | A | 722 | — | 183,225 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2024-03-16 | M | A | 650 | — | 183,875 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2024-03-16 | M | A | 580 | — | 184,455 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2024-03-16 | F | D | 1,654 | $76.07 | 182,801 | D | — | — | |
| 8 | Common | Common Stock | 2024-03-16 | F | D | 288 | $76.07 | 180,366 | D | — | — | |
| 9 | Common | Common Stock | 2024-03-16 | F | D | 714 | $76.07 | 182,087 | D | — | — | |
| 10 | Common | Common Stock | 2024-03-16 | F | D | 752 | $76.07 | 181,335 | D | — | — | |
| 11 | Common | Common Stock | 2024-03-16 | F | D | 358 | $76.07 | 180,977 | D | — | — | |
| 12 | Common | Common Stock | 2024-03-16 | F | D | 323 | $76.07 | 180,654 | D | — | — | |
| 13 | Derivative | Restricted Stock Units | 2024-03-16 | M | D | 1,440 | $0.00 | 34,569 | D | — · — to — | 1,440 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2024-03-16 | M | D | 3,335 | $0.00 | 26,678 | D | — · — to — | 3,335 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 33,348 restricted stock units (RSUs) on October 30, 2023. The vesting schedule is as follows: 1/10 of the total RSUs vested on December 16, 2023, 1/10 of the total RSUs will vest each quarter thereafter for 9 months, and 3/20 of the total number of RSUs will vest quarterly for the 12 months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2024-03-16 | M | D | 1,516 | $0.00 | 54,569 | D | — · — to — | 1,516 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 16 | Derivative | Restricted Stock Units | 2024-03-16 | M | D | 650 | $0.00 | 0 | D | — · — to — | 650 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 17 | Derivative | Restricted Stock Units | 2024-03-16 | M | D | 722 | $0.00 | 9,384 | D | — · — to — | 722 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 18 | Derivative | Restricted Stock Units | 2024-03-16 | M | D | 580 | $0.00 | 6,951 | D | — · — to — | 580 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |