Form 4 for UBER Uber
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-16 · accession 0001562180-24-002858 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-19 | 2024-03-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | F - Tax | $76.07 | -29.7K | 331.1K | -8% | -$2.26M |
| DM | 2024-03-19 | 2024-03-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | — | +74.3K | 355.4K | +26% | — |
| DM | 2024-03-19 | 2024-03-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | $0.00 | -74.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-16 | F | D | 921 | $76.07 | 331,920 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-16 | F | D | 26,380 | $76.07 | 332,841 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-16 | M | A | 1,806 | — | 359,221 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2024-03-16 | M | A | 2,001 | — | 357,415 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2024-03-16 | F | D | 799 | $76.07 | 330,277 | D | — | — | |
| 6 | Common | Common Stock | 2024-03-16 | M | A | 2,305 | — | 353,302 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2024-03-16 | M | A | 66,065 | — | 350,997 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2024-03-16 | F | D | 725 | $76.07 | 329,552 | D | — | — | |
| 9 | Common | Common Stock | 2024-03-16 | F | D | 844 | $76.07 | 331,076 | D | — | — | |
| 10 | Common | Common Stock | 2024-03-16 | M | A | 2,112 | — | 355,414 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 11 | Derivative | Restricted Stock Units | 2024-03-16 | M | D | 2,305 | $0.00 | 27,654 | D | — · — to — | 2,305 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2024-03-16 | M | D | 2,112 | $0.00 | 50,701 | D | — · — to — | 2,112 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2024-03-16 | M | D | 66,065 | $0.00 | 0 | D | — · — to — | 66,065 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) Consists of 66,065 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2024-03-16 | M | D | 2,001 | $0.00 | 72,031 | D | — · — to — | 2,001 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2024-03-16 | M | D | 1,806 | $0.00 | 0 | D | — · — to — | 1,806 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |