InsiderTrades

Form 4 for HTGC Hercules Capital, Inc.

Accepted 2024-04-15 00:00:00 ET · period of report 2024-04-11 · accession 0001562180-24-003415 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2024-04-15 2024-04-11 HTGC Follmann Christian COO F - Tax $18.41 -1,251 96.1K -1% -$23.0K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2024-04-11 F D 1,251 $18.41 96,052 D — — (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2024. (F2) Includes 228 shares acquired on March 6, 2024 as dividend reinvestment shares.