Form 4 for UBER Uber
Accepted 2024-05-20 00:00:00 ET · period of report 2024-05-16 · accession 0001562180-24-004237 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-20 | 2024-05-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | — | +13.1K | 155.5K | +9% | — |
| DM | 2024-05-20 | 2024-05-16 | UBER | Hazelbaker Jill | See Remarks | F - Tax | $66.05 | -7,370 | 148.2K | -5% | -$486.8K |
| DM | 2024-05-20 | 2024-05-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | $0.00 | -13.1K | 68.7K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-16 | M | A | 1,698 | — | 150,860 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-05-16 | M | A | 2,688 | — | 149,162 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-05-16 | M | A | 2,547 | — | 146,474 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2024-05-16 | M | A | 1,493 | — | 143,927 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2024-05-16 | M | A | 4,670 | — | 155,530 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2024-05-16 | F | D | 748 | $66.05 | 154,782 | D | — | — | |
| 7 | Common | Common Stock | 2024-05-16 | F | D | 1,380 | $66.05 | 153,402 | D | — | — | |
| 8 | Common | Common Stock | 2024-05-16 | F | D | 1,531 | $66.05 | 151,871 | D | — | — | |
| 9 | Common | Common Stock | 2024-05-16 | F | D | 985 | $66.05 | 150,886 | D | — | — | |
| 10 | Common | Common Stock | 2024-05-16 | F | D | 2,726 | $66.05 | 148,160 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 1,698 | $0.00 | 16,981 | D | — · — to — | 1,698 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 2,688 | $0.00 | 59,151 | D | — · — to — | 2,688 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 2,547 | $0.00 | 86,583 | D | — · — to — | 2,547 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 4,670 | $0.00 | 9,339 | D | — · — to — | 4,670 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 1,493 | $0.00 | 68,688 | D | — · — to — | 1,493 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |