Form 4 for UBER Uber
Accepted 2024-05-20 00:00:00 ET · period of report 2024-05-16 · accession 0001562180-24-004238 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-20 | 2024-05-16 | UBER | Ceremony Glen | See Remarks | F - Tax | $66.05 | -2,460 | 186.3K | -1% | -$162.5K |
| DM | 2024-05-20 | 2024-05-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | — | +4,955 | 184.2K | +3% | — |
| DM | 2024-05-20 | 2024-05-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | $0.00 | -4,955 | 7,941 | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-16 | F | D | 714 | $66.05 | 186,642 | D | — | — | |
| 2 | Common | Common Stock | 2024-05-16 | M | A | 579 | — | 188,456 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-05-16 | F | D | 348 | $66.05 | 188,108 | D | — | — | |
| 4 | Common | Common Stock | 2024-05-16 | F | D | 752 | $66.05 | 187,356 | D | — | — | |
| 5 | Common | Common Stock | 2024-05-16 | M | A | 721 | — | 187,877 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2024-05-16 | M | A | 1,440 | — | 187,156 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2024-05-16 | M | A | 1,515 | — | 185,716 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2024-05-16 | M | A | 700 | — | 184,201 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2024-05-16 | F | D | 288 | $66.05 | 185,996 | D | — | — | (F3) Includes 638 shares acquired under Uber's 2019 Employee Stock Purchase Plan on May 20, 2024. |
| 10 | Common | Common Stock | 2024-05-16 | F | D | 358 | $66.05 | 186,284 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 1,440 | $0.00 | 31,688 | D | — · — to — | 1,440 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 579 | $0.00 | 5,793 | D | — · — to — | 579 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 1,515 | $0.00 | 51,538 | D | — · — to — | 1,515 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 700 | $0.00 | 32,197 | D | — · — to — | 700 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 33,597 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 721 | $0.00 | 7,941 | D | — · — to — | 721 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |