Form 4 for UBER Uber
Accepted 2024-05-20 00:00:00 ET · period of report 2024-05-16 · accession 0001562180-24-004239 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-20 | 2024-05-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | F - Tax | $66.05 | -3,012 | 340.2K | -0.9% | -$198.9K |
| DM | 2024-05-20 | 2024-05-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | — | +7,539 | 342.3K | +2% | — |
| DM | 2024-05-20 | 2024-05-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | $0.00 | -7,539 | 46.5K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-16 | F | D | 921 | $66.05 | 339,244 | D | — | — | (F3) Includes 638 shares acquired under Uber's 2019 Employee Stock Purchase Plan on May 20, 2024. |
| 2 | Common | Common Stock | 2024-05-16 | M | A | 2,113 | — | 339,951 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-05-16 | F | D | 448 | $66.05 | 341,808 | D | — | — | |
| 4 | Common | Common Stock | 2024-05-16 | F | D | 799 | $66.05 | 341,009 | D | — | — | |
| 5 | Common | Common Stock | 2024-05-16 | F | D | 844 | $66.05 | 340,165 | D | — | — | |
| 6 | Common | Common Stock | 2024-05-16 | M | A | 1,120 | — | 335,837 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2024-05-16 | M | A | 2,001 | — | 337,838 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2024-05-16 | M | A | 2,305 | — | 342,256 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 2,305 | $0.00 | 23,045 | D | — · — to — | 2,305 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 10 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 1,120 | $0.00 | 51,516 | D | — · — to — | 1,120 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 53,756 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 11 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 2,001 | $0.00 | 68,029 | D | — · — to — | 2,001 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 2,113 | $0.00 | 46,475 | D | — · — to — | 2,113 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |