Form 4 for UBER Uber
Accepted 2024-05-20 00:00:00 ET · period of report 2024-05-16 · accession 0001562180-24-004241 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-20 | 2024-05-16 | UBER | West Tony | See Remarks | F - Tax | $66.05 | -7,089 | 220.5K | -3% | -$468.2K |
| DM | 2024-05-20 | 2024-05-16 | UBER | West Tony | See Remarks | M - OptEx | — | +14.3K | 208.5K | +7% | — |
| DM | 2024-05-20 | 2024-05-16 | UBER | West Tony | See Remarks | M - OptEx | $0.00 | -14.3K | 67.6K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-16 | F | D | 2,779 | $66.05 | 214,179 | D | — | — | (F3) Includes 638 shares acquired under Uber's 2019 Employee Stock Purchase Plan on May 20, 2024. |
| 2 | Common | Common Stock | 2024-05-16 | F | D | 1,443 | $66.05 | 219,084 | D | — | — | |
| 3 | Common | Common Stock | 2024-05-16 | F | D | 1,524 | $66.05 | 217,560 | D | — | — | |
| 4 | Common | Common Stock | 2024-05-16 | F | D | 602 | $66.05 | 216,958 | D | — | — | |
| 5 | Common | Common Stock | 2024-05-16 | F | D | 741 | $66.05 | 220,527 | D | — | — | |
| 6 | Common | Common Stock | 2024-05-16 | M | A | 5,604 | — | 221,268 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2024-05-16 | M | A | 1,213 | — | 215,664 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2024-05-16 | M | A | 3,072 | — | 214,451 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2024-05-16 | M | A | 2,910 | — | 211,379 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 10 | Common | Common Stock | 2024-05-16 | M | A | 1,493 | — | 208,469 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 11 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 1,493 | $0.00 | 68,688 | D | — · — to — | 1,493 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 2,910 | $0.00 | 98,952 | D | — · — to — | 2,910 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 5,604 | $0.00 | 16,811 | D | — · — to — | 5,604 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 1,213 | $0.00 | 12,129 | D | — · — to — | 1,213 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2024-05-16 | M | D | 3,072 | $0.00 | 67,601 | D | — · — to — | 3,072 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |