Form 4 for IBM IBM
Accepted 2024-06-11 00:00:00 ET · period of report 2024-06-08 · accession 0001562180-24-004970 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-06-11 | 2024-06-08 | IBM | KRISHNA ARVIND | COB, CEO, Dir | M - OptEx | $0.00 | +18.7K | 296.9K | +7% | $0 |
| DM | 2024-06-11 | 2024-06-08 | IBM | KRISHNA ARVIND | COB, CEO, Dir | F - Tax | $169.71 | -9,316 | 291.9K | -3% | -$1.58M |
| DM | 2024-06-11 | 2024-06-08 | IBM | KRISHNA ARVIND | COB, CEO, Dir | M - OptEx | $0.00 | -18.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-08 | M | A | 8,604 | $0.00 | 300,472.70 | D | — | — | |
| 2 | Common | Common Stock | 2024-06-08 | F | D | 4,293 | $169.71 | 296,179.70 | D | — | — | |
| 3 | Common | Common Stock | 2024-06-08 | F | D | 5,023 | $169.71 | 291,868.70 | D | — | — | |
| 4 | Common | Common Stock | 2024-06-08 | M | A | 10,091 | $0.00 | 296,891.70 | D | — | — | |
| 5 | Derivative | Rst. Stock Unit | 2024-06-08 | M | D | 8,604 | $0.00 | 8,606 | D | $0.00 · — to — | 8,604 Common Stock | (F4) On 06/08/21, the reporting person was granted 33,313 RSUs, 8,328 of which vested on 06/08/22, 8,328 of which vested on 06/08/23, 8,328 of which vested on 06/08/24, and 8,329 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| 6 | Derivative | Rst. Stock Unit | 2024-06-08 | M | D | 10,091 | $0.00 | 0 | D | $0.00 · — to — | 10,091 Common Stock | (F1) On 06/08/20, the reporting person was granted 39,068 RSUs, 9,767 of which vested on 06/08/21, 9,767 of which vested on 06/08/22, 9,767 of which vested on 06/08/23, and 9,767 of which vested on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |