Form 4 for HTGC Hercules Capital, Inc.
Accepted 2024-06-24 00:00:00 ET · period of report 2024-06-20 · accession 0001562180-24-005254 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-06-24 | 2024-06-20 | HTGC | CROWELL GAYLE A | Dir | A - Grant | $19.80 | +3,030 | 52.9K | +6% | +$60.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-20 | A | A | 3,030 | $19.80 | 52,874 | D | — | — | (F1) Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. (F2) Includes 1,068 and 1,036 dividend reinvestment shares acquired on March 6, 2024 and May 21, 2024, respectively. |