InsiderTrades

Form 4 for HTGC Hercules Capital, Inc.

Accepted 2024-06-24 00:00:00 ET · period of report 2024-06-20 · accession 0001562180-24-005255 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2024-06-24 2024-06-20 HTGC Theodosopoulos Nikos Dir A - Grant $19.80 +3,030 4,005 +311% +$60.0K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2024-06-20 A A 3,030 $19.80 4,005 D — — (F1) Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. (F2) Includes 16 and 8 dividend reinvestment shares acquired on March 6, 2024 and May 21, 2024, respectively.