Form 4 for SOUN SOUNDHOUND AI, INC.

Accepted 2024-07-01 00:00:00 ET · period of report 2024-06-27 · accession 0001562180-24-005405 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2024-07-01	2024-06-27	SOUN	SHARAN NITESH	CFO	C - Cnv Deriv	—	+121.5K	850.1K	+17%	—
D	2024-07-01	2024-06-27	SOUN	SHARAN NITESH	CFO	C - Cnv Deriv	$0.00	-3,334	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2024-06-27	C	A	121,506	—	850,139	D	—	—	(F1) The acquisition of the Series A Preferred Stock was previously reported on a Form 4 in January 2023 in Table I and the disposition of the Series A Preferred Stock is being corrected in this Form 4 to be reported in Table II. (F2) Each share of Series A Preferred Stock was automatically converted on June 27, 2024 at the conversion ratio, which conversion ratio was determined by taking the sum of the original issue price of $30.00 per share of Series A Preferred Stock, plus all accrued dividends, divided by the conversion price of $1.00 per share.
2	Derivative	Series A Preferred Stock	2024-06-27	C	D	3,334	$0.00	0	D	— · — to —	121,506 Class A Common Stock	(F2) Each share of Series A Preferred Stock was automatically converted on June 27, 2024 at the conversion ratio, which conversion ratio was determined by taking the sum of the original issue price of $30.00 per share of Series A Preferred Stock, plus all accrued dividends, divided by the conversion price of $1.00 per share. (F3) The Series A Preferred Stock was convertible at the option of the holder beginning on May 2, 2023 following the completion by the registrant of certain conditions. (F4) The Series A Preferred Stock was perpetual and therefore had no expiration date.