Form 4 for FEAM 5E Advanced Materials, Inc.
Accepted 2024-07-02 00:00:00 ET · period of report 2024-06-28 · accession 0001562180-24-005408 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-07-02 | 2024-06-30 | FEAM | Hunt Stephen Brian | Dir | M - OptEx | — | +36.4K | 90.5K | +67% | — |
| DM | 2024-07-02 | 2024-07-01 | FEAM | Hunt Stephen Brian | Dir | F - Tax | $1.21 | -13.5K | 108.1K | -11% | -$16.3K |
| DM | 2024-07-02 | 2024-06-30 | FEAM | Hunt Stephen Brian | Dir | M - OptEx | $0.00 | -36.4K | 0 | -100% | $0 |
| D | 2024-07-02 | 2024-06-28 | FEAM | Hunt Stephen Brian | Dir | A - Grant | $0.00 | +11.7K | 11.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-30 | M | A | 11,733 | — | 109,829 | D | — | — | (F3) On March 29, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan. |
| 2 | Common | Common Stock | 2024-06-30 | M | A | 11,733 | — | 121,562 | D | — | — | (F4) On June 28, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan. |
| 3 | Common | Common Stock | 2024-07-01 | F | D | 2,003 | $1.21 | 119,559 | D | — | — | |
| 4 | Common | Common Stock | 2024-07-01 | F | D | 2,797 | $1.21 | 116,762 | D | — | — | |
| 5 | Common | Common Stock | 2024-07-01 | F | D | 4,342 | $1.21 | 112,420 | D | — | — | |
| 6 | Common | Common Stock | 2024-07-01 | F | D | 4,342 | $1.21 | 108,078 | D | — | — | |
| 7 | Common | Common Stock | 2024-06-30 | M | A | 7,557 | — | 98,096 | D | — | — | (F2) On December 29, 2023, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan. |
| 8 | Common | Common Stock | 2024-06-30 | M | A | 5,411 | — | 90,539 | D | — | — | (F1) Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on June 30, 2024 upon the reporting person's resignation from the Issuer's Board of Directors (the "Board"), in accordance with the Issuer's 2022 Equity Compensation Plan (the "Plan"). |
| 9 | Derivative | Director RSUs | 2024-06-30 | M | D | 5,411 | $0.00 | 0 | D | — · — to — | 5,411 Common Stock | (F1) Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on June 30, 2024 upon the reporting person's resignation from the Issuer's Board of Directors (the "Board"), in accordance with the Issuer's 2022 Equity Compensation Plan (the "Plan"). |
| 10 | Derivative | Director RSUs | 2024-06-28 | A | A | 11,733 | $0.00 | 11,733 | D | — · — to — | 11,733 Common Stock | (F4) On June 28, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan. |
| 11 | Derivative | Director RSUs | 2024-06-30 | M | D | 7,557 | $0.00 | 0 | D | — · — to — | 7,557 Common Stock | (F2) On December 29, 2023, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan. |
| 12 | Derivative | Director RSUs | 2024-06-30 | M | D | 11,733 | $0.00 | 0 | D | — · — to — | 11,733 Common Stock | (F3) On March 29, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan. |
| 13 | Derivative | Director RSUs | 2024-06-30 | M | D | 11,733 | $0.00 | 0 | D | — · — to — | 11,733 Common Stock | (F4) On June 28, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan. |