Form 4 for FEAM 5E Advanced Materials, Inc.
Accepted 2024-07-02 00:00:00 ET · period of report 2024-06-28 · accession 0001562180-24-005420 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-07-02 | 2024-07-01 | FEAM | Jennings H. Keith | Dir | M - OptEx | — | +53.5K | 46.3K | New | — |
| DM | 2024-07-02 | 2024-07-01 | FEAM | Jennings H. Keith | Dir | F - Tax | $1.30 | -19.8K | 39.9K | -33% | -$25.7K |
| DM | 2024-07-02 | 2024-07-01 | FEAM | Jennings H. Keith | Dir | M - OptEx | $0.00 | -53.5K | 0 | -100% | $0 |
| D | 2024-07-02 | 2024-06-28 | FEAM | Jennings H. Keith | Dir | A - Grant | $0.00 | +17.2K | 17.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-01 | M | A | 7,947 | — | 14,176 | D | — | — | (F1) Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024. |
| 2 | Common | Common Stock | 2024-07-01 | F | D | 2,941 | $1.30 | 11,235 | D | — | — | |
| 3 | Common | Common Stock | 2024-07-01 | M | A | 11,099 | — | 22,334 | D | — | — | (F2) On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024. |
| 4 | Common | Common Stock | 2024-07-01 | F | D | 4,107 | $1.30 | 18,227 | D | — | — | |
| 5 | Common | Common Stock | 2024-07-01 | M | A | 17,232 | — | 35,459 | D | — | — | (F3) On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024. |
| 6 | Common | Common Stock | 2024-07-01 | F | D | 6,376 | $1.30 | 29,083 | D | — | — | |
| 7 | Common | Common Stock | 2024-07-01 | M | A | 17,233 | — | 46,316 | D | — | — | (F4) On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024. |
| 8 | Common | Common Stock | 2024-07-01 | F | D | 6,377 | $1.30 | 39,939 | D | — | — | |
| 9 | Derivative | Director RSUs | 2024-07-01 | M | D | 11,099 | $0.00 | 0 | D | — · — to — | 11,099 Common Stock | (F2) On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024. |
| 10 | Derivative | Director RSUs | 2024-07-01 | M | D | 17,232 | $0.00 | 0 | D | — · — to — | 17,232 Common Stock | (F3) On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024. |
| 11 | Derivative | Director RSUs | 2024-07-01 | M | D | 17,233 | $0.00 | 0 | D | — · — to — | 17,233 Common Stock | (F4) On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024. |
| 12 | Derivative | Director RSUs | 2024-07-01 | M | D | 7,947 | $0.00 | 0 | D | — · — to — | 7,947 Common Stock | (F1) Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024. |
| 13 | Derivative | Director RSUs | 2024-06-28 | A | A | 17,233 | $0.00 | 17,233 | D | — · — to — | 17,233 Common Stock | (F4) On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024. |