Form 4 for CHCI Comstock Holding Companies, Inc.
Accepted 2024-07-11 00:00:00 ET · period of report 2024-01-10 · accession 0001562180-24-005688 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-11 | 2024-03-13 | CHCI | Thompson Jubal R | GC, EVP | A - Grant | $0.00 | +6,930 | 171.7K | +4% | $0 |
| DM | 2024-07-11 | 2024-01-10+ | CHCI | Thompson Jubal R | GC, EVP | F - Tax | — | -32.4K | 168.7K | -16% | — |
| DM | 2024-07-11 | 2024-01-10+ | CHCI | Thompson Jubal R | GC, EVP | M - OptEx | $0.00 | +68.3K | 207.9K | +49% | $0 |
| DM | 2024-07-11 | 2024-01-10+ | CHCI | Thompson Jubal R | GC, EVP | M - OptEx | $0.00 | -68.3K | 1,443 | -98% | $0 |
| D | 2024-07-11 | 2024-01-11 | CHCI | Thompson Jubal R | GC, EVP | A - Grant | $0.00 | +8,926 | 8,926 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock, $0.01 par value | 2024-03-13 | A | A | 6,930 | $0.00 | 171,734 | D | — | — | |
| 2 | Common | Class A Common Stock, $0.01 par value | 2024-01-11 | F | D | 1,767 | — | 164,804 | D | — | — | (F1) Shares withheld at fair market value on vesting date |
| 3 | Common | Class A Common Stock, $0.01 par value | 2024-01-11 | M | A | 1,398 | $0.00 | 166,571 | D | — | — | |
| 4 | Common | Class A Common Stock, $0.01 par value | 2024-01-11 | M | A | 1,254 | $0.00 | 165,173 | D | — | — | |
| 5 | Common | Class A Common Stock, $0.01 par value | 2024-01-11 | M | A | 1,444 | $0.00 | 163,919 | D | — | — | |
| 6 | Common | Class A Common Stock, $0.01 par value | 2024-01-10 | F | D | 10,824 | — | 162,475 | D | — | — | (F1) Shares withheld at fair market value on vesting date |
| 7 | Common | Class A Common Stock, $0.01 par value | 2024-01-10 | M | A | 22,322 | $0.00 | 173,299 | D | — | — | |
| 8 | Common | Class A Common Stock, $0.01 par value | 2024-01-10 | M | A | 2,790 | $0.00 | 150,977 | D | — | — | |
| 9 | Common | Class A Common Stock, $0.01 par value | 2024-07-09 | F | D | 16,858 | — | 191,001 | D | — | — | (F1) Shares withheld at fair market value on vesting date |
| 10 | Common | Class A Common Stock, $0.01 par value | 2024-03-13 | F | D | 2,987 | — | 168,747 | D | — | — | (F1) Shares withheld at fair market value on vesting date |
| 11 | Common | Class A Common Stock, $0.01 par value | 2024-07-09 | M | A | 39,112 | $0.00 | 207,859 | D | — | — | |
| 12 | Derivative | Restricted Stock Units (RSUs) | 2024-07-09 | M | D | 1,443 | $0.00 | 0 | D | — · — to — | 1,443 Class A Common Stock, $0.01 par value | (F3) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F7) Time-based restricted stock units that vested early in conjunction with vesting acceleration terms included in employment separation agreement. |
| 13 | Derivative | Restricted Stock Units (RSUs) | 2024-01-11 | M | D | 1,254 | $0.00 | 2,508 | D | — · — to — | 1,254 Class A Common Stock, $0.01 par value | (F3) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F4) Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date |
| 14 | Derivative | Restricted Stock Units (RSUs) | 2024-07-09 | M | D | 2,508 | $0.00 | 0 | D | — · — to — | 2,508 Class A Common Stock, $0.01 par value | (F3) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F7) Time-based restricted stock units that vested early in conjunction with vesting acceleration terms included in employment separation agreement. |
| 15 | Derivative | Restricted Stock Units (RSUs) | 2024-01-11 | M | D | 1,398 | $0.00 | 4,192 | D | — · — to — | 1,398 Class A Common Stock, $0.01 par value | (F3) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F4) Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date |
| 16 | Derivative | Restricted Stock Units (RSUs) | 2024-07-09 | M | D | 2,795 | $0.00 | 0 | D | — · — to — | 2,795 Class A Common Stock, $0.01 par value | (F3) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F6) Time-based restricted stock units that vested early in conjunction with vesting acceleration terms included in employment separation agreement. All remaining restricted stock units outstanding were forfeited as of the July 9, 2024 employment separation date. |
| 17 | Derivative | Restricted Stock Units (RSUs) | 2024-01-11 | A | A | 8,926 | $0.00 | 8,926 | D | — · — to — | 8,926 Class A Common Stock, $0.01 par value | (F3) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F4) Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date |
| 18 | Derivative | Restricted Stock Units (RSUs) | 2024-07-09 | M | D | 4,464 | $0.00 | 0 | D | — · — to — | 4,464 Class A Common Stock, $0.01 par value | (F3) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F6) Time-based restricted stock units that vested early in conjunction with vesting acceleration terms included in employment separation agreement. All remaining restricted stock units outstanding were forfeited as of the July 9, 2024 employment separation date. |
| 19 | Derivative | Restricted Stock Units (RSUs) | 2024-01-10 | M | D | 2,790 | $0.00 | 0 | D | — · — to — | 2,790 Class A Common Stock, $0.01 par value | (F3) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F4) Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date |
| 20 | Derivative | Restricted Stock Units (RSUs) | 2024-01-10 | M | D | 22,322 | $0.00 | 33,682 | D | — · — to — | 22,322 Class A Common Stock, $0.01 par value | (F3) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F5) Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027 |
| 21 | Derivative | Restricted Stock Units (RSUs) | 2024-07-09 | M | D | 27,902 | $0.00 | 0 | D | — · — to — | 27,902 Class A Common Stock, $0.01 par value | (F3) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F6) Time-based restricted stock units that vested early in conjunction with vesting acceleration terms included in employment separation agreement. All remaining restricted stock units outstanding were forfeited as of the July 9, 2024 employment separation date. |
| 22 | Derivative | Restricted Stock Units (RSUs) | 2024-01-11 | M | D | 1,444 | $0.00 | 1,443 | D | — · — to — | 1,444 Class A Common Stock, $0.01 par value | (F3) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F4) Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date |