Form 4 for HTGC Hercules Capital, Inc.
Accepted 2024-08-08 00:00:00 ET · period of report 2024-08-06 · accession 0001562180-24-006119 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-08-08 | 2024-08-06 | HTGC | Aguirre DeAnne | Dir | A - Grant | $0.00 | +4,521 | 6,214 | +267% | $0 |
| 2024-08-08 | 2024-08-06 | HTGC | Aguirre DeAnne | Dir | D - Sale to Iss | $0.00 | -4,521 | 7,530 | -38% | $0 | |
| 2024-08-08 | 2024-08-06 | HTGC | Aguirre DeAnne | Dir | P - Purchase | $18.49 | +5,660 | 11.9K | +91% | +$104.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-06 | A | A | 4,521 | $0.00 | 6,214 | I | — | — | (F3) Shares previously reported as directly owned are now being reported as indirectly owned. |
| 2 | Common | Common Stock | 2024-08-06 | D | D | 4,521 | $0.00 | 7,530 | D | — | — | (F3) Shares previously reported as directly owned are now being reported as indirectly owned. (F4) Includes 91 and 86 dividend reinvestment shares acquired on March 6, 2024 May 21, 2024, respectively. |
| 3 | Common | Common Stock | 2024-08-06 | P | A | 5,660 | $18.49 | 11,874 | D By Trust | — | — | (F1) Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. (F2) Average purchase price. Shares purchased at prices between $18.4250 and $18.5500. (F5) Held by the Aguirre Family 2004 Trust |