Form 4 for UBER Uber
Accepted 2024-08-20 00:00:00 ET · period of report 2024-08-16 · accession 0001562180-24-006418 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-20 | 2024-08-16 | UBER | West Tony | See Remarks | F - Tax | $72.04 | -7,089 | 123.5K | -5% | -$510.7K |
| DM | 2024-08-20 | 2024-08-16 | UBER | West Tony | See Remarks | M - OptEx | — | +14.3K | 112.8K | +15% | — |
| DM | 2024-08-20 | 2024-08-16 | UBER | West Tony | See Remarks | M - OptEx | $0.00 | -14.3K | 58.4K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-16 | F | D | 602 | $72.04 | 121,337 | D | — | — | |
| 2 | Common | Common Stock | 2024-08-16 | F | D | 1,524 | $72.04 | 121,939 | D | — | — | |
| 3 | Common | Common Stock | 2024-08-16 | F | D | 741 | $72.04 | 124,906 | D | — | — | |
| 4 | Common | Common Stock | 2024-08-16 | M | A | 5,604 | — | 125,647 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2024-08-16 | M | A | 1,213 | — | 120,043 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2024-08-16 | M | A | 3,073 | — | 118,830 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2024-08-16 | M | A | 2,910 | — | 115,757 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2024-08-16 | M | A | 1,493 | — | 112,847 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2024-08-16 | F | D | 2,779 | $72.04 | 118,558 | D | — | — | |
| 10 | Common | Common Stock | 2024-08-16 | F | D | 1,443 | $72.04 | 123,463 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2024-08-16 | M | D | 1,493 | $0.00 | 64,208 | D | — · — to — | 1,493 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2024-08-16 | M | D | 2,910 | $0.00 | 90,221 | D | — · — to — | 2,910 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2024-08-16 | M | D | 5,604 | $0.00 | 0 | D | — · — to — | 5,604 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2024-08-16 | M | D | 1,213 | $0.00 | 8,490 | D | — · — to — | 1,213 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2024-08-16 | M | D | 3,073 | $0.00 | 58,382 | D | — · — to — | 3,073 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |