Form 4 for DBX DROPBOX, INC.
Accepted 2024-09-18 00:00:00 ET · period of report 2024-09-16 · accession 0001562180-24-006860 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMTI | 2024-09-18 | 2024-09-16+ | DBX | Houston Andrew | CEO, Dir, 10% | S - Sale | $25.00 | -8,700 | 0 | -100% | -$217.5K |
| DMTI | 2024-09-18 | 2024-09-16+ | DBX | Houston Andrew | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | +8,700 | 3,200 | New | $0 |
| DMTI | 2024-09-18 | 2024-09-16+ | DBX | Houston Andrew | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -8,700 | 70.18M | -0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-17 | S | D | 5,500 | $25.00 | 0 | I See Footnote | — | — | (F2) Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. |
| 2 | Common | Class A Common Stock | 2024-09-17 | C | A | 5,500 | $0.00 | 5,500 | I See Footnote | — | — | (F4) 5,500 shares of Class B Common Stock were converted into 5,500 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. (F2) Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. |
| 3 | Common | Class A Common Stock | 2024-09-16 | C | A | 3,200 | $0.00 | 3,200 | I See footnote | — | — | (F1) 3,200 shares of Class B Common Stock were converted into 3,200 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. (F2) Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. |
| 4 | Common | Class A Common Stock | 2024-09-16 | S | D | 3,200 | $25.00 | 0 | I See footnote | — | — | (F2) Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. |
| 5 | Derivative | Class B Common Stock | 2024-09-17 | C | D | 5,500 | $0.00 | 70,176,429 | I See foonote | — · — to — | 5,500 Class A Common Stock | (F2) Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. (F8) The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. |
| 6 | Derivative | Class B Common Stock | 2024-09-16 | C | D | 3,200 | $0.00 | 70,181,929 | I See foonote | — · — to — | 3,200 Class A Common Stock | (F2) Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee. (F8) The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. |