Form 4 for UBER Uber
Accepted 2024-09-18 00:00:00 ET · period of report 2024-09-16 · accession 0001562180-24-006875 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-18 | 2024-09-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | — | +8,427 | 171.9K | +5% | — |
| D | 2024-09-18 | 2024-09-16 | UBER | Hazelbaker Jill | See Remarks | S - Sale+OE | $72.00 | -40.0K | 127.4K | -24% | -$2.88M |
| DM | 2024-09-18 | 2024-09-16 | UBER | Hazelbaker Jill | See Remarks | F - Tax | $71.52 | -4,586 | 171.2K | -3% | -$328.0K |
| DM | 2024-09-18 | 2024-09-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | $0.00 | -8,427 | 62.7K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-16 | M | A | 1,493 | — | 165,004 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-09-16 | M | A | 2,546 | — | 167,550 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-09-16 | M | A | 2,689 | — | 170,239 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2024-09-16 | M | A | 1,699 | — | 171,938 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2024-09-16 | S | D | 40,000 | $72.00 | 127,352 | D | — | — | (F3) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.06, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Common | Common Stock | 2024-09-16 | F | D | 1,357 | $71.52 | 169,833 | D | — | — | |
| 7 | Common | Common Stock | 2024-09-16 | F | D | 1,508 | $71.52 | 168,325 | D | — | — | |
| 8 | Common | Common Stock | 2024-09-16 | F | D | 973 | $71.52 | 167,352 | D | — | — | |
| 9 | Common | Common Stock | 2024-09-16 | F | D | 748 | $71.52 | 171,190 | D | — | — | |
| 10 | Derivative | Restricted Stock Units | 2024-09-16 | M | D | 2,689 | $0.00 | 48,396 | D | — · — to — | 2,689 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 11 | Derivative | Restricted Stock Units | 2024-09-16 | M | D | 1,699 | $0.00 | 10,188 | D | — · — to — | 1,699 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2024-09-16 | M | D | 2,546 | $0.00 | 76,397 | D | — · — to — | 2,546 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2024-09-16 | M | D | 1,493 | $0.00 | 62,715 | D | — · — to — | 1,493 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |