Form 4 for UNTY UNITY BANCORP INC /NJ/
Accepted 2024-11-13 00:00:00 ET · period of report 2024-11-12 · accession 0001562180-24-007669 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-13 | 2024-11-12 | UNTY | HUGHES JAMES A | Pres, CEO, Dir | M - OptEx | $8.31 | +11.0K | 159.7K | +7% | +$91.4K |
| D | 2024-11-13 | 2024-11-12 | UNTY | HUGHES JAMES A | Pres, CEO, Dir | S - Sale+OE | $46.21 | -5,650 | 154.0K | -4% | -$261.1K |
| D | 2024-11-13 | 2024-11-12 | UNTY | HUGHES JAMES A | Pres, CEO, Dir | M - OptEx | $0.00 | -11.0K | 100.0K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-12 | M | A | 11,000 | $8.31 | 159,670 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-12 | S | D | 5,650 | $46.21 | 154,020 | D | — | — | (F1) 154,020 shares consisting of 126,226 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan. |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-11-12 | M | D | 11,000 | $0.00 | 100,000 | D | $8.31 · — to 2025-01-29 | 11,000 Common Stock | (F4) 100,000 stock options were granted under various dates and vesting periods of which all are currently exercisable. (F3) Vested 3,667 share(s) on 29-Jan-2016, 3,666 share(s) on 29-Jan-2017, 3,667 share(s) on 29-Jan-2018. |