Form 4 for UBER Uber
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-16 · accession 0001562180-24-007814 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-19 | 2024-11-16 | UBER | West Tony | See Remarks | M - OptEx | — | +26.1K | 144.6K | +22% | — |
| DM | 2024-11-19 | 2024-11-16 | UBER | West Tony | See Remarks | F - Tax | $73.25 | -12.9K | 133.5K | -9% | -$946.8K |
| DM | 2024-11-19 | 2024-11-16 | UBER | West Tony | See Remarks | M - OptEx | $0.00 | -26.1K | 81.5K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-16 | M | A | 4,480 | — | 123,038 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-11-16 | M | A | 8,731 | — | 131,769 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-11-16 | M | A | 9,218 | — | 140,987 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2024-11-16 | F | D | 1,804 | $73.25 | 131,699 | D | — | — | |
| 5 | Common | Common Stock | 2024-11-16 | F | D | 2,222 | $73.25 | 142,403 | D | — | — | |
| 6 | Common | Common Stock | 2024-11-16 | F | D | 4,329 | $73.25 | 138,074 | D | — | — | |
| 7 | Common | Common Stock | 2024-11-16 | F | D | 4,571 | $73.25 | 133,503 | D | — | — | |
| 8 | Common | Common Stock | 2024-11-16 | M | A | 3,638 | — | 144,625 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Derivative | Restricted Stock Units | 2024-11-16 | M | D | 4,480 | $0.00 | 59,728 | D | — · — to — | 4,480 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The RSUs that vested on November 16, 2024 include RSUs for which vesting was paused during the reporting person's recent leave of absence ("LOA") and would have otherwise vested in accordance with the vesting schedule during the LOA. (F4) The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 10 | Derivative | Restricted Stock Units | 2024-11-16 | M | D | 3,638 | $0.00 | 4,852 | D | — · — to — | 3,638 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The RSUs that vested on November 16, 2024 include RSUs for which vesting was paused during the reporting person's recent leave of absence ("LOA") and would have otherwise vested in accordance with the vesting schedule during the LOA. (F7) The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 11 | Derivative | Restricted Stock Units | 2024-11-16 | M | D | 9,218 | $0.00 | 49,164 | D | — · — to — | 9,218 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. (F3) The RSUs that vested on November 16, 2024 include RSUs for which vesting was paused during the reporting person's recent leave of absence ("LOA") and would have otherwise vested in accordance with the vesting schedule during the LOA. |
| 12 | Derivative | Restricted Stock Units | 2024-11-16 | M | D | 8,731 | $0.00 | 81,490 | D | — · — to — | 8,731 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. (F3) The RSUs that vested on November 16, 2024 include RSUs for which vesting was paused during the reporting person's recent leave of absence ("LOA") and would have otherwise vested in accordance with the vesting schedule during the LOA. |