Form 4 for SOUN SOUNDHOUND AI, INC.
Accepted 2024-11-25 00:00:00 ET · period of report 2024-11-22 · accession 0001562180-24-007961 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MTI | 2024-11-25 | 2024-11-22 | SOUN | Ball Eric R. | Dir | S - Sale | $8.12 | -70.0K | 501.8K | -12% | -$568.4K |
| T | 2024-11-25 | 2024-11-25 | SOUN | Ball Eric R. | Dir | S - Sale | $8.03 | -30.0K | 110.9K | -21% | -$240.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-22 | S | D | 50,000 | $8.00 | 521,756 | I See footnote | — | — | (F2) Represents securities held by the Ball Axline Living Trust (dated July 22, 2014) (the "Trust"). The Reporting Person is a joint trustee of the Trust. The beneficiaries of the Trust are immediate family members currently sharing the Reporting Persons' household. The Reporting Person disclaims beneficial ownership of these securities. |
| 2 | Common | Class A Common Stock | 2024-11-22 | S | D | 20,000 | $8.42 | 501,756 | I See footnote | — | — | (F3) This transaction was executed in multiple trades during the day at prices ranging from $8.41 to $8.43. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. (F2) Represents securities held by the Ball Axline Living Trust (dated July 22, 2014) (the "Trust"). The Reporting Person is a joint trustee of the Trust. The beneficiaries of the Trust are immediate family members currently sharing the Reporting Persons' household. The Reporting Person disclaims beneficial ownership of these securities. |
| 3 | Common | Class A Common Stock | 2024-11-25 | S | D | 30,000 | $8.03 | 110,907 | D | — | — | (F4) This transaction was executed in multiple trades during the day at prices ranging from $8.03 to $8.05. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |