Form 4 for HTGC Hercules Capital, Inc.
Accepted 2024-12-09 00:00:00 ET · period of report 2024-12-05 · accession 0001562180-24-008282 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-09 | 2024-12-05 | HTGC | Meyer Seth H | CFO | A - Grant | $18.91 | +132 | 334.6K | +0.0% | +$2,496 |
| D | 2024-12-09 | 2024-12-05 | HTGC | Meyer Seth H | CFO | A - Grant | $0.00 | +10.6K | 37.3K | +40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-05 | A | A | 132 | $18.91 | 334,572 | D | — | — | (F1) Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. |
| 2 | Derivative | Restricted Stock Units | 2024-12-05 | A | A | 10,576 | $0.00 | 37,264 | D | — · — to — | 10,576 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031. |