Form 4 for SOUN SOUNDHOUND AI, INC.
Accepted 2024-12-10 00:00:00 ET · period of report 2024-12-06 · accession 0001562180-24-008316 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2024-12-10 | 2024-12-06+ | SOUN | EMAMI MAJID | VP, Engineering, 10% | M - OptEx | $2.18 | +666.7K | 1.10M | +152% | +$1.45M |
| DMT | 2024-12-10 | 2024-12-06+ | SOUN | EMAMI MAJID | VP, Engineering, 10% | S - Sale+OE | $15.02 | -666.7K | 735.7K | -48% | -$10.01M |
| DMT | 2024-12-10 | 2024-12-06+ | SOUN | EMAMI MAJID | VP, Engineering, 10% | M - OptEx | $0.00 | -666.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-09 | M | A | 298,086 | $2.18 | 1,033,771 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-12-09 | S | D | 298,086 | $15.04 | 735,685 | D | — | — | (F3) This transaction was executed in multiple trades during the day at prices ranging from $15.00 to $15.22. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 3 | Common | Class A Common Stock | 2024-12-06 | S | D | 368,662 | $15.00 | 735,685 | D | — | — | (F2) This transaction was executed in multiple trades during the day at prices ranging from $15.00 to $15.01. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 4 | Common | Class A Common Stock | 2024-12-06 | M | A | 368,662 | $2.18 | 1,104,347 | D | — | — | |
| 5 | Derivative | Stock Options (Right to buy) | 2024-12-06 | M | D | 368,662 | $0.00 | 298,086 | D | $2.18 · — to 2027-03-28 | 368,662 Class A Common Stock | (F4) Represents stock options issued in the Transaction in exchange for SoundHound stock options granted on March 28, 2017. The shares subject to the option vested 100% at grant date. |
| 6 | Derivative | Stock Options (Right to buy) | 2024-12-09 | M | D | 298,086 | $0.00 | 0 | D | $2.18 · — to 2027-03-28 | 298,086 Class A Common Stock | (F4) Represents stock options issued in the Transaction in exchange for SoundHound stock options granted on March 28, 2017. The shares subject to the option vested 100% at grant date. |