Form 4 for SOUN SOUNDHOUND AI, INC.
Accepted 2024-12-18 00:00:00 ET · period of report 2024-12-16 · accession 0001562180-24-008484 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2024-12-18 | 2024-12-16 | SOUN | HOM JAMES MING | Chief Product Off, Dir | S - Sale | $18.35 | -58.4K | 782.1K | -7% | -$1.07M |
| DT | 2024-12-18 | 2024-12-16 | SOUN | HOM JAMES MING | Chief Product Off, Dir | S - Sale | $19.95 | -200.0K | 1.81M | -10% | -$3.99M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-16 | S | D | 21,878 | $17.11 | 791,315 | D | — | — | (F2) This transaction was executed in multiple trades during the day at prices ranging from $16.61 to $17.60. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 2 | Common | Class A Common Stock | 2024-12-16 | S | D | 12,789 | $19.76 | 754,811 | D | — | — | (F5) This transaction was executed in multiple trades during the day at prices ranging from $19.68 to $19.94. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 3 | Common | Class A Common Stock | 2024-12-16 | S | D | 14,522 | $19.26 | 767,600 | D | — | — | (F4) This transaction was executed in multiple trades during the day at prices ranging from $18.68 to $19.67. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 4 | Common | Class A Common Stock | 2024-12-16 | S | D | 9,193 | $17.92 | 782,122 | D | — | — | (F3) This transaction was executed in multiple trades during the day at prices ranging from $17.61 to $18.56. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 5 | Derivative | Class B Common Stock | 2024-12-16 | S | D | 200,000 | $19.95 | 1,812,588 | D | — · — to — | 200,000 Class A Common Stock | (F7) On December 16, 2024, a 10b5-1 transaction executed and sold 200,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. (F6) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. |