Form 4 for HTGC Hercules Capital, Inc.
Accepted 2025-01-13 00:00:00 ET · period of report 2025-01-09 · accession 0001562180-25-000326 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-01-13 | 2025-01-09 | HTGC | Meyer Seth H | CFO | F - Tax | $19.98 | -16.4K | 318.2K | -5% | -$326.7K | |
| 2025-01-13 | 2025-01-09 | HTGC | Meyer Seth H | CFO | A - Grant | $19.98 | +82.6K | 400.8K | +26% | +$1.65M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-09 | F | D | 16,351 | $19.98 | 318,221 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025. |
| 2 | Common | Common Stock | 2025-01-09 | A | A | 82,583 | $19.98 | 400,804 | D | — | — | (F2) Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. |