Form 4 for HTGC Hercules Capital, Inc.
Accepted 2025-01-13 00:00:00 ET · period of report 2025-01-09 · accession 0001562180-25-000327 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-01-13 | 2025-01-09 | HTGC | Follmann Christian | COO | A - Grant | $19.98 | +33.8K | 123.8K | +38% | +$675.0K | |
| 2025-01-13 | 2025-01-09 | HTGC | Follmann Christian | COO | F - Tax | $19.98 | -4,266 | 90.0K | -5% | -$85.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-09 | A | A | 33,784 | $19.98 | 123,761 | D | — | — | (F3) Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. |
| 2 | Common | Common Stock | 2025-01-09 | F | D | 4,266 | $19.98 | 89,977 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025. (F2) Includes 235 dividend reinvestment shares acquired on November 20, 2024. |