Form 4 for HTGC Hercules Capital, Inc.
Accepted 2025-01-14 00:00:00 ET · period of report 2025-01-10 · accession 0001562180-25-000363 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-01-14 | 2025-01-10+ | HTGC | Botelho Kiersten Zaza | CLO, CCO | F - Tax | $19.73 | -1,032 | 69.2K | -1% | -$20.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-10 | F | D | 213 | $19.73 | 70,013 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 10, 2025. |
| 2 | Common | Common Stock | 2025-01-11 | F | D | 819 | $19.73 | 69,194 | D | — | — | (F2) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2025. |