Form 4 for CHCI Comstock Holding Companies, Inc.
Accepted 2025-01-14 00:00:00 ET · period of report 2025-01-10 · accession 0001562180-25-000370 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-01-14 | 2025-01-10+ | CHCI | Clemente Christopher | COB, CEO, Dir, 10% | M - OptEx | $1.17 | +21.9K | 73.4K | +43% | +$25.7K |
| DI | 2025-01-14 | 2025-01-10 | CHCI | Clemente Christopher | COB, CEO, Dir, 10% | X - OptEx | $8.18 | +5,000 | 75.8K | +7% | +$40.9K |
| DI | 2025-01-14 | 2025-01-10 | CHCI | Clemente Christopher | COB, CEO, Dir, 10% | S - Sale+OE | $8.18 | -4,443 | 71.4K | -6% | -$36.3K |
| DMI | 2025-01-14 | 2025-01-10+ | CHCI | Clemente Christopher | COB, CEO, Dir, 10% | M - OptEx | $0.00 | -21.9K | 0 | -100% | $0 |
| DI | 2025-01-14 | 2025-01-10 | CHCI | Clemente Christopher | COB, CEO, Dir, 10% | X - OptEx | $0.00 | -5,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock, $0.01 par value | 2025-01-10 | M | A | 12,000 | $2.14 | 70,838 | I See footnote | — | — | (F1) By the reporting person's spouse |
| 2 | Common | Class A Common Stock, $0.01 par value | 2025-01-11 | M | A | 2,500 | $0.00 | 75,875 | I See footnote | — | — | (F1) By the reporting person's spouse |
| 3 | Common | Class A Common Stock, $0.01 par value | 2025-01-11 | M | A | 2,724 | $0.00 | 81,329 | I See footnote | — | — | (F1) By the reporting person's spouse |
| 4 | Common | Class A Common Stock, $0.01 par value | 2025-01-11 | M | A | 2,730 | $0.00 | 78,605 | I See footnote | — | — | (F1) By the reporting person's spouse |
| 5 | Common | Class A Common Stock, $0.01 par value | 2025-01-11 | M | A | 1,980 | $0.00 | 73,375 | I See footnote | — | — | (F1) By the reporting person's spouse |
| 6 | Common | Class A Common Stock, $0.01 par value | 2025-01-10 | X | A | 5,000 | $8.18 | 75,838 | I See footnote | — | — | (F2) The reporting person's spouse paid the exercise price on a cashless basis. The warrant strike price was $7.27, however the cashless exercise price per the terms of the warrant agreement was calculated to be $8.18, which is the average close price of CHCI common stock for the 20 days preceding the transaction date. (F1) By the reporting person's spouse |
| 7 | Common | Class A Common Stock, $0.01 par value | 2025-01-10 | S | D | 4,443 | $8.18 | 71,395 | I See footnote | — | — | (F2) The reporting person's spouse paid the exercise price on a cashless basis. The warrant strike price was $7.27, however the cashless exercise price per the terms of the warrant agreement was calculated to be $8.18, which is the average close price of CHCI common stock for the 20 days preceding the transaction date. (F1) By the reporting person's spouse |
| 8 | Derivative | Restricted Stock Units (RSUs) | 2025-01-11 | M | D | 2,730 | $0.00 | 5,458 | I See footnote | — · — to — | 2,730 Class A Common Stock, $0.01 par value | (F1) By the reporting person's spouse (F8) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F9) Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date |
| 9 | Derivative | Restricted Stock Units (RSUs) | 2025-01-11 | M | D | 2,724 | $0.00 | 8,171 | I See footnote | — · — to — | 2,724 Class A Common Stock, $0.01 par value | (F1) By the reporting person's spouse (F8) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F9) Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date |
| 10 | Derivative | Restricted Stock Units (RSUs) | 2025-01-11 | M | D | 2,500 | $0.00 | 2,500 | I See footnote | — · — to — | 2,500 Class A Common Stock, $0.01 par value | (F1) By the reporting person's spouse (F8) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F9) Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date |
| 11 | Derivative | Restricted Stock Units (RSUs) | 2025-01-11 | M | D | 1,980 | $0.00 | 0 | I See footnote | — · — to — | 1,980 Class A Common Stock, $0.01 par value | (F1) By the reporting person's spouse (F8) Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock (F9) Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date |
| 12 | Derivative | Warrants (Right to Buy) | 2025-01-10 | X | D | 5,000 | $0.00 | 0 | I See footnote | $7.27 · 2015-07-11 to 2025-01-12 | 5,000 Class A Common Stock, $0.01 par value | (F1) By the reporting person's spouse (F2) The reporting person's spouse paid the exercise price on a cashless basis. The warrant strike price was $7.27, however the cashless exercise price per the terms of the warrant agreement was calculated to be $8.18, which is the average close price of CHCI common stock for the 20 days preceding the transaction date. |
| 13 | Derivative | Stock Options (Right to Buy) | 2025-01-10 | M | D | 12,000 | $0.00 | 0 | I See footnote | $2.14 · 2021-03-17 to 2027-03-06 | 12,000 Class A Common Stock, $0.01 par value | (F1) By the reporting person's spouse |