Form 4 for HTGC Hercules Capital, Inc.
Accepted 2025-05-09 00:00:00 ET · period of report 2025-05-08 · accession 0001562180-25-003691 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2025-05-09 | 2025-05-08 | HTGC | BADAVAS ROBERT P | Dir | A - Grant | $0.00 | +1,411 | 108.9K | +1% | $0 |
| 2025-05-09 | 2025-05-08 | HTGC | BADAVAS ROBERT P | Dir | P - Purchase | $17.49 | +1,799 | 6,033 | +42% | +$31.5K | |
| 2025-05-09 | 2025-05-08 | HTGC | BADAVAS ROBERT P | Dir | D - Sale to Iss | $0.00 | -1,411 | 4,622 | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-08 | A | A | 1,411 | $0.00 | 108,863 | I | — | — | (F3) Shares previously reported as directly owned are now being reported as indirectly owned. |
| 2 | Common | Common Stock | 2025-05-08 | P | A | 1,799 | $17.49 | 6,033 | D By Trust | — | — | (F1) Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. (F2) Average purchase price. Shares purchased at prices between $17.38 and $17.58. (F4) Held by the Robert P. Badavas Trust of 2007 |
| 3 | Common | Common Stock | 2025-05-08 | D | D | 1,411 | $0.00 | 4,622 | D | — | — | (F3) Shares previously reported as directly owned are now being reported as indirectly owned. |