Form 4 for HTGC Hercules Capital, Inc.
Accepted 2025-05-09 00:00:00 ET · period of report 2025-05-08 · accession 0001562180-25-003693 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-05-09 | 2025-05-08 | HTGC | Loo Wade | Dir | P - Purchase | $17.49 | +5,999 | 13.1K | +84% | +$104.9K | |
| I | 2025-05-09 | 2025-05-08 | HTGC | Loo Wade | Dir | A - Grant | $0.00 | +5,645 | 25.1K | +29% | $0 |
| 2025-05-09 | 2025-05-08 | HTGC | Loo Wade | Dir | D - Sale to Iss | $0.00 | -5,645 | 7,504 | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-08 | P | A | 5,999 | $17.49 | 13,149 | D By Trust | — | — | (F1) Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. (F2) Average purchase price. Shares sold at prices between $17.38 and $17.58. (F5) Held by the Loo Revocable Trust |
| 2 | Common | Common Stock | 2025-05-08 | A | A | 5,645 | $0.00 | 25,054 | I | — | — | (F3) Shares previously reported as directly owned are now being reported as indirectly owned. (F4) Includes 40, 38 and 34 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025, respectively. |
| 3 | Common | Common Stock | 2025-05-08 | D | D | 5,645 | $0.00 | 7,504 | D | — | — | (F3) Shares previously reported as directly owned are now being reported as indirectly owned. |