Form 4 for HTGC Hercules Capital, Inc.
Accepted 2025-06-20 00:00:00 ET · period of report 2025-06-18 · accession 0001562180-25-004976 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2025-06-20 | 2025-06-18 | HTGC | Aguirre DeAnne | Dir | A - Grant | $0.00 | +5,999 | 18.2K | +49% | $0 |
| 2025-06-20 | 2025-06-18 | HTGC | Aguirre DeAnne | Dir | A - Grant | $18.02 | +3,329 | 11.0K | +43% | +$60.0K | |
| 2025-06-20 | 2025-06-18 | HTGC | Aguirre DeAnne | Dir | D - Sale to Iss | $0.00 | -5,999 | 5,067 | -54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-18 | A | A | 5,999 | $0.00 | 18,180 | I | — | — | (F2) Shares previously reported as directly owned are now being reported as indirectly owned. |
| 2 | Common | Common Stock | 2025-06-18 | A | A | 3,329 | $18.02 | 11,021 | D By Trust | — | — | (F1) Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. (F4) Held by the Aguirre Family 2004 Trust. |
| 3 | Common | Common Stock | 2025-06-18 | D | D | 5,999 | $0.00 | 5,067 | D | — | — | (F2) Shares previously reported as directly owned are now being reported as indirectly owned. (F3) Includes 45 dividend reinvestment shares acquired on May 20, 2025. |