Form 4 for FEAM 5E Advanced Materials, Inc.
Accepted 2025-07-01 00:00:00 ET · period of report 2025-06-30 · accession 0001562180-25-005198 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-07-01 | 2025-07-01 | FEAM | Dick Barry | Dir | F - Tax | $3.55 | -4,509 | 7,693 | -37% | -$16.0K |
| DM | 2025-07-01 | 2025-07-01 | FEAM | Dick Barry | Dir | M - OptEx | — | +12.2K | 9,988 | New | — |
| D | 2025-07-01 | 2025-06-30 | FEAM | Dick Barry | Dir | A - Grant | $0.00 | +6,202 | 6,202 | New | $0 |
| DM | 2025-07-01 | 2025-07-01 | FEAM | Dick Barry | Dir | M - OptEx | $0.00 | -12.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-07-01 | F | D | 270 | $3.55 | 477 | D | — | — | (F1) The number of securities reported herein have been adjusted to reflect a 1-for-23 reverse stock split effected by the Issuer on February 14, 2025. |
| 2 | Common | Common Stock | 2025-07-01 | M | A | 728 | — | 747 | D | — | — | (F1) The number of securities reported herein have been adjusted to reflect a 1-for-23 reverse stock split effected by the Issuer on February 14, 2025. (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
| 3 | Common | Common Stock | 2025-07-01 | M | A | 1,335 | — | 1,812 | D | — | — | (F1) The number of securities reported herein have been adjusted to reflect a 1-for-23 reverse stock split effected by the Issuer on February 14, 2025. (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
| 4 | Common | Common Stock | 2025-07-01 | F | D | 494 | $3.55 | 1,318 | D | — | — | (F1) The number of securities reported herein have been adjusted to reflect a 1-for-23 reverse stock split effected by the Issuer on February 14, 2025. |
| 5 | Common | Common Stock | 2025-07-01 | M | A | 3,918 | — | 5,236 | D | — | — | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
| 6 | Common | Common Stock | 2025-07-01 | F | D | 1,450 | $3.55 | 3,786 | D | — | — | |
| 7 | Common | Common Stock | 2025-07-01 | F | D | 2,295 | $3.55 | 7,693 | D | — | — | |
| 8 | Common | Common Stock | 2025-07-01 | M | A | 6,202 | — | 9,988 | D | — | — | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. |
| 9 | Derivative | Restricted Stock Unit | 2025-06-30 | A | A | 6,202 | $0.00 | 6,202 | D | — · — to — | 6,202 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. (F3) RSUs granted on June 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025. |
| 10 | Derivative | Restricted Stock Unit | 2025-07-01 | M | D | 1,335 | $0.00 | 0 | D | — · — to — | 1,335 Common Stock | (F1) The number of securities reported herein have been adjusted to reflect a 1-for-23 reverse stock split effected by the Issuer on February 14, 2025. (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. (F5) RSUs granted on January 21, 2025 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025. |
| 11 | Derivative | Restricted Stock Unit | 2025-07-01 | M | D | 728 | $0.00 | 0 | D | — · — to — | 728 Common Stock | (F1) The number of securities reported herein have been adjusted to reflect a 1-for-23 reverse stock split effected by the Issuer on February 14, 2025. (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. (F4) RSUs granted on September 30, 2024 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025. |
| 12 | Derivative | Restricted Stock Unit | 2025-07-01 | M | D | 6,202 | $0.00 | 0 | D | — · — to — | 6,202 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. (F3) RSUs granted on June 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025. |
| 13 | Derivative | Restricted Stock Unit | 2025-07-01 | M | D | 3,918 | $0.00 | 0 | D | — · — to — | 3,918 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. (F6) RSUs granted on March 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025. |