Form 4 for COMP Compass, Inc.
Accepted 2022-06-06 00:00:00 ET · period of report 2022-06-02 · accession 0001563190-22-000044 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-06 | 2022-06-03 | COMP | Sordello Steven J | Dir | M - OptEx | $0.00 | +13.7K | 17.2K | +383% | $0 |
| DM | 2022-06-06 | 2022-06-02 | COMP | Sordello Steven J | Dir | A - Grant | $0.00 | +50.1K | 40.4K | New | $0 |
| DM | 2022-06-06 | 2022-06-03 | COMP | Sordello Steven J | Dir | M - OptEx | $0.00 | -13.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-06-03 | M | A | 13,662 | $0.00 | 17,230 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 2 | Derivative | Restricted Stock Unit (RSU) | 2022-06-02 | A | A | 9,730 | $0.00 | 9,730 | D | — · — to — | 9,730 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F3) The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. The RSU award was granted on June 2, 2022. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2022-06-02 | A | A | 40,394 | $0.00 | 40,394 | D | — · — to — | 40,394 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F2) The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023. The RSU award was granted on June 2, 2022. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2022-06-03 | M | D | 1,190 | $0.00 | 0 | D | — · — to — | 1,190 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F5) 25% of the total number of these RSUs shall vest on each of August 1, 2021, November 1, 2021, February 1, 2022 and May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2022-06-03 | M | D | 12,472 | $0.00 | 0 | D | — · — to — | 12,472 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F4) These RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) the date that is one year following the grant date. |