Form 4 for COMP Compass, Inc.
Accepted 2022-11-07 00:00:00 ET · period of report 2022-11-03 · accession 0001563190-22-000174 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-07 | 2022-11-03 | COMP | Wilkie Danielle J. | Pres, Customer Success | M - OptEx | $0.00 | +9,092 | 9,696 | +1,505% | $0 |
| D | 2022-11-07 | 2022-11-07 | COMP | Wilkie Danielle J. | Pres, Customer Success | S - Sale+OE | $2.15 | -6,464 | 604 | -91% | -$13.9K |
| D | 2022-11-07 | 2022-11-03 | COMP | Wilkie Danielle J. | Pres, Customer Success | F - Tax | $2.25 | -2,628 | 7,068 | -27% | -$5,913 |
| DM | 2022-11-07 | 2022-11-03 | COMP | Wilkie Danielle J. | Pres, Customer Success | M - OptEx | $0.00 | -9,092 | 39.1K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-03 | M | A | 9,092 | $0.00 | 9,696 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 2 | Common | Class A Common Stock | 2022-11-07 | S | D | 6,464 | $2.15 | 604 | D | — | — | (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.03 to $2.265 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2022-11-03 | F | D | 2,628 | $2.25 | 7,068 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2022-11-03 | M | D | 7,532 | $0.00 | 97,929 | D | — · — to — | 7,532 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F6) The RSUs vest as to 6.25% of the total shares quarterly, commencing on April 15, 2022, with 100% of the shares vested on January 15, 2026, subject to continued service through each vesting date. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2022-11-03 | M | D | 1,560 | $0.00 | 39,070 | D | — · — to — | 1,560 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F5) The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. |