Form 4 for COMP Compass, Inc.
Accepted 2022-11-07 00:00:00 ET · period of report 2022-11-03 · accession 0001563190-22-000177 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-07 | 2022-11-03 | COMP | Navab Neda | Pres, US Regional Ops | F - Tax | $2.25 | -6,535 | 75.4K | -8% | -$14.7K |
| D | 2022-11-07 | 2022-11-03 | COMP | Navab Neda | Pres, US Regional Ops | M - OptEx | $0.00 | +18.1K | 81.9K | +28% | $0 |
| DM | 2022-11-07 | 2022-11-03 | COMP | Navab Neda | Pres, US Regional Ops | M - OptEx | $0.00 | -18.1K | 330 | -98% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-03 | F | D | 6,535 | $2.25 | 75,352 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-11-03 | M | A | 18,125 | $0.00 | 81,887 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2022-11-03 | M | D | 3,030 | $0.00 | 72,500 | D | — · — to — | 3,030 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F4) The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2022-11-03 | M | D | 15,065 | $0.00 | 195,855 | D | — · — to — | 15,065 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F5) The RSUs vest as to 6.25% of the total shares quarterly, commencing on April 15, 2022, with 100% of the shares vested on January 15, 2026, subject to continued service through each vesting date. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2022-11-03 | M | D | 30 | $0.00 | 330 | D | — · — to — | 30 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F3) The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date. |