Form 4 for COMP Compass, Inc.
Accepted 2022-12-07 00:00:00 ET · period of report 2022-12-05 · accession 0001563190-22-000203 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-07 | 2022-12-05 | COMP | Wilkie Danielle J. | Pres, Customer Success | F - Tax | $2.91 | -454 | 1,720 | -21% | -$1,321 |
| D | 2022-12-07 | 2022-12-05 | COMP | Wilkie Danielle J. | Pres, Customer Success | M - OptEx | $0.00 | +1,570 | 2,174 | +260% | $0 |
| D | 2022-12-07 | 2022-12-05 | COMP | Wilkie Danielle J. | Pres, Customer Success | S - Sale+OE | $2.67 | -1,116 | 604 | -65% | -$2,980 |
| D | 2022-12-07 | 2022-12-05 | COMP | Wilkie Danielle J. | Pres, Customer Success | M - OptEx | $0.00 | -1,570 | 37.5K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-05 | F | D | 454 | $2.91 | 1,720 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-12-05 | M | A | 1,570 | $0.00 | 2,174 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Common | Class A Common Stock | 2022-12-05 | S | D | 1,116 | $2.67 | 604 | D | — | — | (F4) The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.71 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2022-12-05 | M | D | 1,570 | $0.00 | 37,500 | D | — · — to — | 1,570 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F5) The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. |