Form 4 for COMP Compass, Inc.
Accepted 2022-12-07 00:00:00 ET · period of report 2022-12-05 · accession 0001563190-22-000210 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-07 | 2022-12-05 | COMP | Hart Gregory M. | COO | M - OptEx | $0.00 | +53.6K | 473.7K | +13% | $0 |
| D | 2022-12-07 | 2022-12-05 | COMP | Hart Gregory M. | COO | F - Tax | $2.91 | -21.1K | 452.6K | -4% | -$61.4K |
| DM | 2022-12-07 | 2022-12-05 | COMP | Hart Gregory M. | COO | M - OptEx | $0.00 | -53.6K | 72.7K | -42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-05 | M | A | 53,626 | $0.00 | 473,717 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 2 | Common | Class A Common Stock | 2022-12-05 | F | D | 21,103 | $2.91 | 452,614 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2022-12-05 | M | D | 17,280 | $0.00 | 501,290 | D | — · — to — | 17,280 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F3) The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2022-12-05 | M | D | 36,346 | $0.00 | 72,693 | D | — · — to — | 36,346 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F4) The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date. |