Form 4 for COMP Compass, Inc.
Accepted 2023-06-05 00:00:00 ET · period of report 2023-06-01 · accession 0001563190-23-000126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-05 | 2023-06-05 | COMP | Sordello Steven J | Dir | M - OptEx | $0.00 | +2,433 | 27.0K | +10% | $0 |
| D | 2023-06-05 | 2023-06-05 | COMP | Sordello Steven J | Dir | M - OptEx | $0.00 | -2,433 | 0 | -100% | $0 |
| DM | 2023-06-05 | 2023-06-01 | COMP | Sordello Steven J | Dir | A - Grant | $0.00 | +76.3K | 58.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-05 | M | A | 2,433 | $0.00 | 26,960 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 2 | Derivative | Restricted Stock Unit (RSU) | 2023-06-05 | M | D | 2,433 | $0.00 | 0 | D | — · — to — | 2,433 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F4) The RSUs vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual stockholders meeting. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2023-06-01 | A | A | 17,567 | $0.00 | 17,567 | D | — · — to — | 17,567 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F3) The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2023-06-01 | A | A | 58,746 | $0.00 | 58,746 | D | — · — to — | 58,746 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F2) These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) June 1, 2024. |