Form 4 for COMP Compass, Inc.
Accepted 2023-07-07 00:00:00 ET · period of report 2023-07-06 · accession 0001563190-23-000164 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-07 | 2023-07-06 | COMP | Wahlers Scott R. | CAO | M - OptEx | $0.00 | +119.0K | 325.2K | +58% | $0 |
| D | 2023-07-07 | 2023-07-06 | COMP | Wahlers Scott R. | CAO | F - Tax | $3.23 | -60.7K | 264.5K | -19% | -$196.2K |
| DM | 2023-07-07 | 2023-07-06 | COMP | Wahlers Scott R. | CAO | M - OptEx | $0.00 | -119.0K | 10.1K | -92% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-07-06 | M | A | 118,974 | $0.00 | 325,217 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 2 | Common | Class A Common Stock | 2023-07-06 | F | D | 60,739 | $3.23 | 264,478 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2023-07-06 | M | D | 680 | $0.00 | 4,730 | D | — · — to — | 680 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F3) The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2023-07-06 | M | D | 2,700 | $0.00 | 43,220 | D | — · — to — | 2,700 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F4) The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2023-07-06 | M | D | 107,993 | $0.00 | 215,986 | D | — · — to — | 107,993 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F5) The RSU award vests as to 25% of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2023-07-06 | M | D | 4,223 | $0.00 | 12,670 | D | — · — to — | 4,223 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F6) The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2023-07-06 | M | D | 3,378 | $0.00 | 10,136 | D | — · — to — | 3,378 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F6) The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. |