Form 4 for COMP Compass, Inc.
Accepted 2023-08-04 00:00:00 ET · period of report 2023-08-03 · accession 0001563190-23-000172 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-04 | 2023-08-03 | COMP | Hart Gregory M. | COO | F - Tax | $4.35 | -6,804 | 846.8K | -0.8% | -$29.6K |
| D | 2023-08-04 | 2023-08-03 | COMP | Hart Gregory M. | COO | M - OptEx | $0.00 | +17.3K | 853.6K | +2% | $0 |
| D | 2023-08-04 | 2023-08-03 | COMP | Hart Gregory M. | COO | M - OptEx | $0.00 | -17.3K | 363.0K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-03 | F | D | 6,804 | $4.35 | 846,758 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-08-03 | M | A | 17,290 | $0.00 | 853,562 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2023-08-03 | M | D | 17,290 | $0.00 | 363,000 | D | — · — to — | 17,290 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. (F3) The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. |